Cagatay Koc
Investment Adviser Representative at North Berkeley Wealth Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Cagatay Koc is an investment adviser representative with North Berkeley Wealth Management, LLC in Berkeley, CA, where they have been registered since 2026. They have worked in the securities industry since 2025 and were previously registered with Strategic Wealth Planning. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in California.
Office
Advisors at this office: 11
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Univ. of LouisvilleJan 2014 – Jan 2017Louisville, KY
- University of ArizonaJan 2017 – Jan 2019Tucson, AZ
- Northern Trust CompanyJan 2019 – Apr 2020Phoenix, AZ
- Sterling Investment ManagementApr 2020 – Sep 2021Tucson, AZ
- Faubourg Private WealthSep 2021 – Dec 2022New Orleans, LA
- Self Employed Speculators AnonymousDec 2022 – Aug 2023San Diego, CA
- LifePro Financial ServicesAug 2023 – Apr 2024San Diego, CA
- Strategic Wealth PlanningJun 2024 – Jul 2025Richardson, TX
- North Berkeley Wealth Management, LLCSep 2025 – no end date reportedBerkeley, CA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About North Berkeley Wealth Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $1,000,000 (waivable)
- Up to $3 million1.00%
- $3 - $5 million0.75%
- $5 - $10 million0.50%
- Over $10 million0.35%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 12
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Berkeley, CA
- SEC file number:
- 801-64572
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 19, 2026
View full firm profileOther advisors at North Berkeley Wealth Management, LLC
11 other advisors in the directory
Similar advisors in Berkeley, CA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Cagatay Koc has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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