AdFi
CA

Caleb Allen Grounds

Investment Adviser Representative at Robinhood Asset Management

Fort Worth, TXCRD #7811350Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
3 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Caleb Allen Grounds is an investment adviser representative with Robinhood Asset Management in Fort Worth, TX, where they have been registered since 2026. They have worked in the securities industry since 2023 and have been registered with 3 firms, including Strategic Advisers LLC and Fidelity Personal and Workplace Advisors. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California and Texas.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California, Texas
Broker:
53 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/4/2025
Series 63
Uniform Securities Agent State Law Examination
Passed 12/4/2023
Series 3
National Commodity Futures Examination
Passed 3/26/2026
Series 7
General Securities Representative Examination
Passed 11/17/2023
SIE
Securities Industry Essentials Examination
Passed 4/5/2021

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Robinhood Asset ManagementCurrent
4/6/2026 – Fort Worth, TX
Robinhood Financial, LLCCurrent
11/19/2025 – Fort Worth, TX
Strategic Advisers LLC
3/31/2025 – 10/9/2025Westlake, TX
Fidelity Personal AND Workplace Advisors
2/6/2025 – 3/31/2025Roanoke, TX

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Fidelity Investments
    Sep 2023 – Oct 2025Westlake, TX
  2. Texas National BANK
    Jan 2022 – Sep 2023Tyler, TX
  3. Hancock Whitney
    May 2021 – Jan 2022Tyler, TX
  4. Grounds Creative Concrete
    Jun 2020 – Jun 2021Whitehouse, TX
  5. Suddenlink Communications
    Feb 2020 – Jun 2020Tyler, TX
  6. THE Mentoring Alliance
    May 2016 – Feb 2020Tyler, TX
  7. Whitehouse HIGH School
    Aug 2013 – May 2017Whitehouse, TX
  8. Eternity Bible College
    Aug 2017 – May 2019Simi Valley, CA
  9. Chick-fil-a
    Jan 2022 – Jun 2022Tyler, TX
  10. Fidelity Investments
    Mar 2025 – Oct 2025Boston, MA
  11. Robinhood Markets, Inc.
    Oct 2025 – no end date reportedMenlo Park, CA
  12. Robinhood Asset Management, LLC
    Apr 2025 – no end date reportedMenlo Park, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Robinhood Asset Management

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Other
Firm account minimum
$50

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Portfolio Management for Individuals and Small Businesses

Client types the firm serves

Individuals

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
154
Offices listed on AdvisorFinder:
2
Main office:
Menlo Park, CA
SEC file number:
801-127371

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of June 15, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Caleb Allen Grounds has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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