Caleb James Mazzei
Investment Adviser Representative at Trinity Strategic Wealth
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Caleb James Mazzei is an investment adviser representative with Trinity Strategic Wealth in Tulsa, OK, where they have been registered since 2025. They have worked in the securities industry since 2023 and were previously registered with Raymond James Financial Services Advisors, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Oklahoma.
Office
Advisors at this office: 17
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Oklahoma
- Broker:
9 states and territories
Arkansas, Colorado, Florida, Kansas, Oklahoma, Oregon, Tennessee, Texas, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Trinity Strategic Wealth (Formerly Tulsa Wealth Advisors)Aug 2023 – Oct 2025Tulsa, OK
- UnemployedJun 2023 – Aug 2023Tulsa, OK
- University of OklahomaAug 2021 – May 2023Norman, OK
- Tulsa Wealth Advisors (Now Trinity Strategic Wealth)Jun 2022 – Aug 2022Tulsa, OK
- Freddy's Frozen Custard and SteakburgersJun 2021 – Jul 2021Tulsa, OK
- Oral Roberts UniversityAug 2017 – May 2021Tulsa, OK
- Oral Roberts UniversityAug 2020 – May 2021Tulsa, OK
- Jay's Original HoagiesMay 2015 – Aug 2017Tulsa, OK
- Regent Preparatory SchoolNov 2013 – May 2017Tulsa, OK
- Raymond James Financial Services, Inc.Nov 2023 – Oct 2025Tulsa, OK
- Raymond James Financial Services, Inc.Jun 2022 – Aug 2022Tulsa, OK
- Raymond James Financial Services, Inc.Aug 2023 – Nov 2023Tulsa, OK
- Raymond James Financial Services Advisors, IncJan 2024 – Oct 2025Tulsa, OK
- Cabot Lodge Securities LLCOct 2025 – no end date reportedSchaumburg, IL
- Trinity Strategic WealthOct 2025 – no end date reportedTulsa, OK
- Tulsa Wealth AdvisorsAug 2023 – no end date reportedTulsa, OK
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Trinity Strategic Wealth
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Firm account minimum
- $25,000 (waivable)
- Estimated blended rate
- 0.0175
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
The firm offers Financial Freedom Process, Retirement Planning, Asset Management, Strategies for Business Owners & Executives, Values-Based Investing, Medicare Consulting, Tax Planning, and Estate & Trust Planning.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 17
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Tulsa, OK
- SEC file number:
- 801-134209
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 23, 2026
View full firm profileOther advisors at Trinity Strategic Wealth
Showing 12 of 17 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Caleb James Mazzei has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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