Caleb Monroe Fenner
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Caleb Monroe Fenner is an investment adviser representative with Charles Schwab & Co., Inc. in Winter Park, FL, where they have been registered since 2022. They have worked in the securities industry since 2020 and have been registered with 3 firms, including TD Ameritrade Investment Management, LLC and TD Ameritrade, Inc. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 9 (options sales supervisor). They are registered to provide investment advice in Florida.
Office
Advisors at this office: 11
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida
- Broker:
16 states and territories
California, Colorado, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Michigan, New Jersey, New York, Ohio, Pennsylvania, South Carolina, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Charles Schwab & Co., IncJun 2019 – Jan 2021Indianapolis, IN
- UnemployedJan 2021 – Apr 2021Lake Mary, FL
- SchoolAug 2008 – Dec 2018Greenwood, SC
- Charles Schwab Bank SSBJun 2019 – Jan 2021Indianapolis, IN
- Charles Schwab & Co., Inc.Apr 2021 – Feb 2022Clermont, FL
- CountybankJan 2018 – May 2019Greenwood, SC
- TD AmeritradeMar 2022 – Jun 2024Winter Park, FL
- UnemployedFeb 2022 – Mar 2022Ocoee, FL
- CHARLES SCHWAB and CO., INC.Dec 2022 – no end date reportedWinter Park, FL
- TD Ameritrade Investment Management, LLCApr 2022 – Jun 2024Winter Park, FL
- Charles Schwab Bank SSBDec 2022 – no end date reportedWinter Park, FL
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Winter Park, FL
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Caleb Monroe Fenner has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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