Caribel Colon
Investment Adviser Representative at Perennial Financial Services
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Caribel Colon is an investment adviser representative in Astoria, NY, currently registered with Perennial Financial Services and LPL Financial LLC. They have worked in the securities industry since 2020 and were previously registered with MML Investors Services, LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New York and Pennsylvania.
Registrations & licenses
- Investment adviser:
- New York, Pennsylvania
- Broker:
5 states and territories
New Jersey, New York, North Carolina, Pennsylvania, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Mass Mutual Life Insurance CoJul 2019 – Sep 2024New York City, NY
- MML Investors Services, LLCAug 2019 – Sep 2024New York City, NY
- Queens CollegeAug 2012 – May 2018Flushing, NY
- Costco WholesaleMay 2015 – Sep 2018Rego Park, NY
- Francis FinancialSep 2018 – Mar 2019New York, NY
- UnemployedMar 2019 – Jul 2019East Elmhurst, NY
- LPL Financial, LLCSep 2024 – no end date reportedAstoria, NY
- Perennial Financial ServicesSep 2024 – no end date reportedAstoria, NY
- Aetna Health InsuranceMay 2024 – no end date reportedAstoria, NY
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Perennial Financial Services
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Estimated blended rate
- 0.02
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 49
- Offices listed on AdvisorFinder:
- 10
- Main office:
- Los Angeles, CA
- SEC file number:
- 801-110619
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 13, 2026
View full firm profileOther advisors at Perennial Financial Services
Showing 12 of 49 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Caribel Colon has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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