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Carl Alexander Barnhart

Investment Adviser Representative at Vanguard Advisers, Inc.

Plano, TXCRD #7482077Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Carl Alexander Barnhart is an investment adviser representative with Vanguard Advisers, Inc. in Plano, TX, where they have been registered since 2026. They have worked in the securities industry since 2022 and were previously registered with Fisher Investments. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in Texas.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Texas
Broker:
53 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/28/2026
Series 65
Uniform Investment Adviser Law Examination
Passed 3/11/2024
Series 63
Uniform Securities Agent State Law Examination
Passed 4/1/2022
Series 7
General Securities Representative Examination
Passed 6/26/2026
SIE
Securities Industry Essentials Examination
Passed 3/17/2022

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Vanguard Advisers, Inc.Current
7/29/2026 – Plano, TX
Vanguard Marketing CorporationCurrent
6/26/2026 – The Colony, TX
Fisher Investments
3/11/2024 – 4/23/2026Plano, TX

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. The Vanguard Group, Inc.
    May 2026 – no end date reportedPlano, TX
  2. Vanguard Marketing Corporation
    May 2026 – no end date reportedPlano, TX
  3. Fidelity Investments
    Dec 2021 – May 2023Westlake, TX
  4. Frost Bank
    Mar 2017 – Nov 2021Fort Worth, TX
  5. Rebecca Huckabee
    Dec 2015 – Mar 2017Fort Worth, TX
  6. JPMorgan Chase Bank, N.A.
    Jun 2023 – Nov 2023Fort Worth, TX
  7. J.P. Morgan Securities LLC
    Jun 2023 – Nov 2023Fort Worth, TX
  8. Fisher Investments
    Jan 2024 – Apr 2026Plano, TX
  9. Vanguard Advisers, Inc.
    Jul 2026 – no end date reportedPlano, TX

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Vanguard Advisers, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthPooled VehiclesOther Investment Advisers

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
2,379
Offices listed on AdvisorFinder:
4
Main office:
Malvern, PA
SEC file number:
801-49601

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 24, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Carl Alexander Barnhart has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Carl Alexander Barnhart (Vanguard Advisers) | AdvisorFinder