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Carl Anthony Frank Libert

Investment Adviser Representative at Santander Securities

Hopatcong, NJCRD #4350163Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Carl Anthony Frank Libert is an investment adviser representative with Santander Securities in Hopatcong, NJ, where they have been registered since 2013. They have worked in the securities industry since 2004 and have been registered with 6 firms, including LPL Financial LLC and HSBC Securities (USA) Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New Jersey.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New Jersey
Broker:
12 states and territories

Arizona, California, Delaware, Florida, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Virginia

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/9/2013
Series 63
Uniform Securities Agent State Law Examination
Passed 11/9/2009
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/13/2011
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/27/2009

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Santander SecuritiesCurrent
11/26/2013 – Hopatcong, NJ
LPL Financial LLC
10/28/2009 – 9/19/2012East Hanover, NJ
HSBC Securities (USA) Inc.
1/1/2005 – 8/15/2006Port Washington, NY
HSBC Brokerage (USA) Inc.
6/16/2003 – 1/1/2005New York, NY
Citicorp Investment Services
10/3/2002 – 5/7/2003Long Island City, NY
Janney Montgomery Scott LLC
4/5/2001 – 5/22/2002Philadelphia, PA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Santander Bank, NA
    Dec 2008 – no end date reportedBoston, MA
  2. Santander Securities, LLC
    Sep 2012 – Jan 2023Dorchester, MA
  3. Santander Securities, LLC
    Jan 2023 – no end date reportedDorchester, MA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Santander Securities

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Personalized financial planning, globally diversified funds and comprehensive portfolios, retirement accounts, savings accounts, insurance, debt consolidation, advisory accounts, tax-efficient investing guidance, wealth transfer planning, and term life insurance through a partnership with Ladder

Financial PlanningPortfolio Management for Individuals and Small BusinessesSelection of Other Advisers
Firm areas of expertise
Financial PlanningRetirement AccountsInvestment PortfoliosTax-efficient InvestingWealth ManagementInsuranceDebt ConsolidationAdvisory AccountsGlobal DiversificationTerm Life Insurance

Client types the firm serves

IndividualsCharitable OrganizationsCorporationsOther

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
159
Offices listed on AdvisorFinder:
26
Main office:
Boston, MA
SEC file number:
801-56796

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 17, 2026

View full firm profile

Other advisors at Santander Securities

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Carl Anthony Frank Libert has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Carl Anthony Frank Libert (Santander Securities)