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Carl David Hedstrom

Investment Adviser Representative at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Charlotte, NCCRD #1535132Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
States Registered
18 states
Exams Passed
4

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 18 states
AlabamaColoradoFloridaGeorgiaIowaKentuckyMarylandMassachusettsMissouriNew YorkNorth CarolinaNorth DakotaOhioPennsylvaniaSouth CarolinaTexasVirginiaWest Virginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/9/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 8/22/1986
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/27/1986

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$999,999 or less1.50%
$1,000,000–$2,000,0001.25%
Over $2,000,0001.00%
Source

Wealth Enhancement Advisory Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WEALTH ENHANCEMENT ADVISORY SERVICES, LLCCurrent
12/1/2021Charlotte, NC
CARROLL FINANCIAL ASSOCIATES INC
1/5/200512/8/2021Charlotte, NC
TRICAPITAL FINANCIAL GROUP, INC.
2/11/200312/31/2004Charlotte, NC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Carl David Hedstrom has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Carl David Hedstrom - Financial Advisor in Charlotte, NC | AdvisorFinder