AdFi
CD

Carl David Thill

Investment Adviser Representative at OSAIC WEALTH, INC.

Great Bend, KSCRD #819936Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
50 yrs
States Registered
3 states
Exams Passed
9

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
ColoradoKansasMissouri
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/25/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 2/24/1998
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
Series 22
Direct Participation Programs Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/19/1988
Series 1
Registered Representative Examination
Passed 3/19/1976
Series 51
Municipal Fund Securities Principal Examination
Passed 2/24/2003
Series 24
General Securities Principal Examination
Passed 1/29/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Wealth, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
11/2/2018Great Bend, KS
SIGNATOR INVESTORS, INC.
5/13/201611/2/2018Great Bend, KS
TRANSAMERICA FINANCIAL ADVISORS, INC.
9/4/20095/13/2016Great Bend, KS
TRANSAMERICA FINANCIAL ADVISORS, INC.
4/16/19989/4/2009Great Bend, KS

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at OSAIC WEALTH, INC.

Showing 12 of 9286 in the directory

View OSAIC WEALTH, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Carl David Thill has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched