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Carl Edward Choy

Investment Adviser Representative at CKW FINANCIAL GROUP, LLC

Honolulu, HICRD #1049918Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
44 yrs
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/4/1992
Series 63
Uniform Securities Agent State Law Examination
Passed 7/15/1982
Series 5
Interest Rate Options Examination
Passed 12/11/1982
Series 7
General Securities Representative Examination
Passed 6/19/1982
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 11/3/1990

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Source

CKW Financial Group, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CKW FINANCIAL GROUP, LLCCurrent
12/4/2009 – Honolulu, HI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
10/10/2008 – 10/8/2009Honolulu, HI
MORGAN STANLEY & CO. INCORPORATED
4/2/2007 – 10/23/2008Honolulu, HI
MORGAN STANLEY
1/2/1992 – 4/2/2007Honolulu, HI

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Carl Edward Choy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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