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Carl Hayes Holliday

Investment Adviser Representative at PLAN GROUP FINANCIAL, INC.

Oklahoma City, OKCRD #865075Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
47 yrs
States Registered
4 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 4 states
GeorgiaNew JerseyOklahomaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/22/2022
Series 63
Uniform Securities Agent State Law Examination
Passed 11/23/1982
Series 52
Municipal Securities Representative Examination
Passed 1/24/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/20/1981
Series 52
Municipal Securities Representative Examination
Passed 11/20/1978
Series 24
General Securities Principal Examination
Passed 11/16/1982
Series 53
Municipal Securities Principal Examination
Passed 3/10/1980

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

PLAN Group Financial, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PLAN GROUP FINANCIAL, INC.Current
8/5/2024Oklahoma City, OK
THE BAKER GROUP, LPCurrent
6/23/2022Oklahoma City, OK
THE BAKER GROUP, LPCurrent
4/27/1979Oklahoma City, OK
THE BAKER GROUP, LP
2/8/198311/3/2017Oklahoma City, OK

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Carl Hayes Holliday has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.