Carlos Ortega
Investment Adviser Representative at Towneley Capital Management, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Carlos Ortega is an investment adviser representative with Towneley Capital Management, Inc. in Laguna Hills, CA, where they have been registered since 2023. They have worked in the securities industry since 2019 and were previously registered with Securian Financial Services, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California and Texas.
Office
Advisors at this office: 7
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Securian Financial Services IncApr 2019 – May 2019St Paul, MN
- Securian Financial Services IncMay 2019 – Feb 2020St Paul, MN
- Tax & Financial GroupMay 2019 – Feb 2020Newport Beach, CA
- UCI Hospitality and Dinng - SubwaySep 2016 – Jan 2017Irvine, CA
- AramarkFeb 2017 – Jan 2018Irvine, CA
- AramarkJan 2018 – Oct 2018Irvine, CA
- True Vision EnterpriseDec 2018 – Mar 2019Orange, CA
- Minnesota Life Insurance CompanyMay 2019 – Feb 2020St Paul, MN
- Securian Financial Services IncFeb 2020 – Jul 2023St Paul, MN
- Tax & Financial GroupFeb 2020 – Jul 2023NewPort Beach, CA
- Towneley Capital Management, Inc.Jul 2023 – no end date reportedLaguna Hills, CA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Towneley Capital Management, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 7
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Laguna Hills, CA
- SEC file number:
- 801-78957
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of April 6, 2026
View full firm profileOther advisors at Towneley Capital Management, Inc.
6 other advisors in the directory
Similar advisors in Laguna Hills, CA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Carlos Ortega has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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