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Carol E Brian

Investment Adviser Representative at HORNOR, TOWNSEND & KENT, LLC

Lancaster, PACRD #5426617Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
15 states
Exams Passed
3

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 15 states
ArizonaDelawareFloridaMarylandNew JerseyNew YorkNorth CarolinaPennsylvaniaSouth CarolinaTexasUtahVermontVirginiaWashingtonWest Virginia
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 1/22/2008
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/5/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Hornor, Townsend & KENT, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HORNOR, TOWNSEND & KENT, LLCCurrent
2/1/2024Lancaster, PA
MSI FINANCIAL SERVICES, INC.
11/6/20072/13/2017Lancaster, PA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Carol E Brian has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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