Caroline C Lee
Investment Adviser Representative at BRYN MAWR Trust Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Caroline C. Lee is an investment adviser representative with BRYN MAWR Trust Advisors, LLC in Berwyn, PA, where they have been registered since 2025, the year they entered the securities industry. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Pennsylvania.
Office
Advisors at this office: 7
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Pennsylvania
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Bryn Mawr Capital ManagementFeb 2025 – no end date reportedBerwyn, PA
- WorkPlay VenturesOct 2024 – Dec 2024San Francisco, CA
- ElyxiumJul 2022 – Mar 2024San Mateo, CA
- RetiredMar 2024 – Sep 2024Burlingame, CA
- Wetherby Asset ManagementSep 2021 – Feb 2022San Francisco, CA
- BNY Mellon Wealth ManagementAug 2013 – Sep 2021New York, NY
- Extended TravelMar 2022 – Jun 2022Burlingame, CA
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About BRYN MAWR Trust Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $100,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Financial and wealth planning, investment management, trust and estate services, private banking, and corporate retirement plans including investment advisory and fiduciary services.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 57
- Offices listed on AdvisorFinder:
- 6
- Main office:
- Philadelphia, PA
- SEC file number:
- 801-108434
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 21, 2026
View full firm profileOther advisors at BRYN MAWR Trust Advisors, LLC
Showing 12 of 57 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Caroline C Lee has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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