Caroline Elizabeth Seward
Investment Adviser Representative at Northwestern Mutual Investment Services,llc
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Caroline Elizabeth Seward is an investment adviser representative with Northwestern Mutual Investment Services,llc in Atlanta, GA, where they have been registered since 2023. They have worked in the securities industry since 2020 and were previously registered with Purshe Kaplan Sterling Investments. They have passed 3 industry qualification exams, including the Series 7 (general securities representative) and Series 63 (state securities agent). They are registered to provide investment advice in Georgia.
Office
Advisors at this office: 30
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Georgia
- Broker:
37 states and territories
Alabama, Alaska, Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Hawaii, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Mississippi, Missouri, Montana, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, Washington, West Virginia, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Cryptalgo Holding, AGMar 2018 – Jul 2018Zug
- 49 FinancialJun 2020 – Sep 2021Atlanta, GA
- StudentAug 2016 – May 2020New Orleans, LA
- Day and ZimmermannMay 2018 – Aug 2018Philadelphia, PA
- Quench USA IncMay 2019 – Aug 2019King of Prussia, PA
- Purshe Kaplan Sterling InvestmentsJul 2020 – Sep 2021Albany, NY
- Sam ArthurSep 2021 – Oct 2021Atlanta, GA
- Samuel ArthurOct 2021 – no end date reportedAtlanta, GA
- Mark MascarenhasOct 2021 – no end date reportedAtlanta, GA
- F Mackey SchneiderOct 2021 – Apr 2023Atlanta, GA
- Northwestern Mutual Investment Services LLCNov 2021 – no end date reportedAtlanta, GA
- Angle EventsOct 2017 – Jan 2019New Orleans, LA
- F Mackey SchneiderAug 2024 – no end date reportedAtlanta, GA
- Paul Martin WilliamsJun 2026 – no end date reportedAtlanta, GA
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Northwestern Mutual Investment Services,llc
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
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Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Caroline Elizabeth Seward has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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