Carolyn Elizabeth Kelly
Investment Adviser Representative at TEAM Hewins, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Carolyn Elizabeth Kelly is an investment adviser representative with TEAM Hewins, LLC in Foster City, CA, where they have been registered since 2018. They have worked in the securities industry since 2008 and were previously registered with Hewins Financial Advisors, LLC. They have passed 3 industry qualification exams, including the Series 7 (general securities representative) and Series 63 (state securities agent). They are registered to provide investment advice in California.
Office
Advisors at this office: 15
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Hewins Brokerage Services, LLCJul 2015 – May 2018Redwood City, CA
- TEAM Hewins, LLCMay 2018 – Jan 2021Redwood City, CA
- Hewins Financial Advisors, LLCDec 2015 – Jun 2018Redwood City, CA
- TEAM Hewins, LLCJan 2021 – Dec 2021Redwood City, CA
- TEAM Hewins, LLCJan 2022 – no end date reportedRedwood City, CA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About TEAM Hewins, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $250,000 (waivable)
- First $2,000,0001.00%
- Next $3,000,0000.85%
- Next $5,000,0000.40%
- Above $10,000,0000.30%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Comprehensive financial planning including investment management, tax planning, retirement planning, estate planning, education planning, charitable giving strategies, insurance, and direct collaboration with clients' CPAs, attorneys, and other professional advisors.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 23
- Offices listed on AdvisorFinder:
- 3
- Main office:
- Foster City, CA
- SEC file number:
- 801-112939
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 22, 2026
View full firm profileOther advisors at TEAM Hewins, LLC
Showing 12 of 23 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Carolyn Elizabeth Kelly has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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