Carrie Irene Yates
Investment Adviser Representative at HUB Investment Partners, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Carrie Irene Yates is an investment adviser representative with HUB Investment Partners, LLC in Carriere, MS, where they have been registered since 2022. They have worked in the securities industry since 2014 and have been registered with 6 firms, including TCG Advisors and TD Ameritrade, Inc. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Florida, Louisiana, and Mississippi.
Registrations & licenses
- Investment adviser:
- Florida, Louisiana, Mississippi
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- FidelityJun 2013 – Jun 2017Cincinnati, OH
- TD Ameritrade, Inc.Jun 2017 – Jan 2021Covington, LA
- HUB Investment Partners, LLCFeb 2021 – no end date reportedAustin, TX
- Home MakerJan 2010 – May 2021Lawrenceburg, IN
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About HUB Investment Partners, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- $0 - $99,999.991.50%
- $100,000 - $999,999.991.25%
- $1,000,000 - $2,999,999.991.00%
- $3,000,000 - $6,999,999.990.75%
+2 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Active Investment Management, Retirement Income Planning, Tax-Efficient Strategies, Estate & Legacy Guidance, and Risk & Insurance Assessment.
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 116
- Offices listed on AdvisorFinder:
- 10
- Main office:
- Austin, TX
- SEC file number:
- 801-118346
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 14, 2026
View full firm profileOther advisors at HUB Investment Partners, LLC
Showing 12 of 116 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Carrie Irene Yates has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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