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Carroll Ronald Sanderson

Investment Adviser Representative at INDEPENDENT FINANCIAL PARTNERS

Hattiesburg, MSCRD #4825209Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Carroll Ronald Sanderson has worked in the securities industry since 2004. They have passed the Series 65, 63, and 6 examinations. They are registered to provide investment advisory services in Mississippi.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Mississippi
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/9/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 7/6/2005
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/8/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Less than $30,000,0001.65%
Greater than or equal to $30,000,000 but less than $60,000,0001.25%
Greater than or equal to $60,000,000 but less than $90,000,0001.10%
Greater than $90,000,0001.00%
Source

Independent Financial Partners Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

IFP SECURITIES, LLCCurrent
5/23/2019Hattiesburg, MS
INDEPENDENT FINANCIAL PARTNERSCurrent
7/26/2017Hattiesburg, MS
LEVEL FOUR ADVISORY SERVICES
6/10/20147/26/2017Dallas, TX
PRUDENTIAL FINANCIAL PLANNING SERVICES
6/27/20066/10/2014Hattiesburg, MS

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Carroll Ronald Sanderson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Carroll Ronald Sanderson - Financial Advisor in Hattiesburg, MS | AdvisorFinder