Case Alexander Lawhon
Investment Adviser Representative at Principal Securities, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Case Alexander Lawhon is an investment adviser representative with Principal Securities, Inc. in Addison, TX, where they have been registered since 2025. They have worked in the securities industry since 2023 and were previously registered with Equitable Advisors, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Texas.
Office
Advisors at this office: 19
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas
- Broker:
4 states and territories
Arkansas, North Dakota, Oklahoma, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Equitable Advisors, LLCAug 2023 – Jul 2025New York, NY
- DoorDashAug 2020 – Jan 2024San Francisco, CA
- Indiana UniversityAug 2019 – May 2023Bloomington, IN
- UnemployedAug 2013 – Jan 2018McKinney, TX
- Burger KingJan 2018 – Jun 2018McKinney, TX
- McAlister's DeliAug 2018 – Nov 2018McKinney, TX
- Arby'sDec 2018 – Mar 2019McKinney, TX
- RGISMar 2019 – Aug 2019Mesquite, TX
- UnemployedJun 2018 – Aug 2018McKinney, TX
- Principal Life Insurance CompanyJul 2025 – no end date reportedDallas, TX
- Principal Securities, Inc.Jul 2025 – no end date reportedDallas, TX
Official records & sources
Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Principal Securities, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,635
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Des Moines, IA
- SEC file number:
- 801-54949
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 30, 2026
View full firm profileOther advisors at Principal Securities, Inc.
Showing 12 of 1,635 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Case Alexander Lawhon has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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