Case Robert Wagstaff
Investment Adviser Representative at Wedbush Securities Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Case Robert Wagstaff is an investment adviser representative with Wedbush Securities Inc. in La Jolla, CA, where they have been registered since 2026. They have worked in the securities industry since 2025 and were previously registered with Charles Schwab & Co., Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California.
Office
Advisors at this office: 8
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
- Broker:
1 state or territory
California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Bob Knakal Real Estate AdvisorsMay 2024 – Aug 2024New York City, NY
- NewmarkAug 2023 – Sep 2023New York City, CA
- CBREJun 2023 – Aug 2023El Segundo, CA
- Wedbush SecuritiesJun 2022 – Aug 2022La jolla, CA
- Encinitas Fish ShopJul 2021 – Dec 2021Encinitas, CA
- East Coast PizzaJul 2019 – Oct 2019Cardiff By the sea, CA
- Full Time EducationJan 2022 – Dec 2024los angeles, CA
- Full Time EducationJun 2015 – Jun 2020Encinitas, CA
- Full Time EducationAug 2020 – Dec 2021San Diego, CA
- Charles Schwab & Co., Inc.Mar 2025 – Nov 2025Pasadena, CA
- Charles Schwab Bank, SSBMar 2025 – Nov 2025Pasadena, CA
- UnemployedSep 2024 – Feb 2025Los Angeles, CA
- Wedbush SecuritiesJan 2026 – no end date reportedPasadena, CA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Wedbush Securities Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
- Firm account minimum
- $100,000 (waivable)
- Up to $250,0003.00%
- $250,001 to $500,0002.80%
- $500,001 to $1,000,0002.50%
- $1,000,001 to $3,000,0001.90%
+2 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 217
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Pasadena, CA
- SEC file number:
- 801-6358
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 29, 2026
View full firm profileOther advisors at Wedbush Securities Inc.
Showing 12 of 217 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Case Robert Wagstaff has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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