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Casey James Scott

Investment Adviser Representative at SCOTT CAPITAL ADVISORS, LLC

Portland, ORCRD #1782910Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Oregon
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/17/1992
Series 63
Uniform Securities Agent State Law Examination
Passed 1/21/1988
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 1/21/1988
Series 7
General Securities Representative Examination
Passed 12/19/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Source

Scott Capital Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SCOTT CAPITAL ADVISORS, LLCCurrent
7/31/2020Portland, OR
WELLS FARGO CLEARING SERVICES, LLC
7/1/20038/3/2020Portland, OR
PRUDENTIAL SECURITIES INCORPORATED
6/10/20037/1/2003Portland, OR

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SCOTT CAPITAL ADVISORS, LLC

5 other advisors in the directory

View SCOTT CAPITAL ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Casey James Scott has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Casey James Scott - Financial Advisor in Portland, OR | AdvisorFinder