Cassandra Elizabeth Cieplik
Investment Adviser Representative at Putnam Investment Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Cassandra Elizabeth Cieplik is an investment adviser representative with Putnam Investment Management, LLC in Indianapolis, IN, where they have been registered since 2020. They have worked in the securities industry since 2020 and were previously registered with Putnam Retail Management Limited Partnership. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Massachusetts.
Office
Advisors at this office: 58
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Massachusetts
- Broker:
7 states and territories
California, Connecticut, Florida, Indiana, Massachusetts, Michigan, New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Memos ResturantApr 2013 – Aug 2019West Springfield, MA
- UBSJun 2017 – Aug 2017Boston, MA
- Blue Water MortgageJun 2018 – Aug 2018Hampton, NH
- Monson Public SchoolsMay 2016 – Aug 2019Monson, MA
- Aroma Joes CoffeeSep 2016 – May 2019Durham, NH
- University of New HampshireAug 2015 – May 2019Durham, NH
- Putnam Investment ManagementSep 2019 – no end date reportedAndover, MA
- Franklin Distributors, LLCJul 2024 – no end date reportedIndianapolis, IN
- Putnam Retail ManagementSep 2019 – Jul 2024Andover, MA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Putnam Investment Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Performance-based fees
- Firm account minimum
- $25,000,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 58
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Boston, MA
- SEC file number:
- 801-7974
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 16, 2026
View full firm profileOther advisors at Putnam Investment Management, LLC
Showing 12 of 58 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Cassandra Elizabeth Cieplik has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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