Catherine Elizabeth Lannan
Investment Adviser Representative at Lakewood Asset Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Catherine Elizabeth Lannan is an investment adviser representative with Lakewood Asset Management, LLC in Chicago, IL, where they have been registered since 2023. They have worked in the securities industry since 2022 and were previously registered with Charles Schwab & Co., Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Illinois, Louisiana, and Nebraska.
Registrations & licenses
- Investment adviser:
- Illinois, Louisiana, Nebraska
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Charles Schwab & Co., Inc.Oct 2021 – Apr 2023Austin, TX
- Kohl's CorporationAug 2020 – Oct 2021Milwaukee, WI
- Lowell Center at UW-MadisonOct 2019 – May 2020Madison, WI
- Kohl's CorporationMay 2019 – Aug 2019Milwaukee, WI
- Core-RX CommunicationsJun 2018 – Aug 2018Oak Brook, IL
- UW-Madison Office of Human ResourcesSep 2017 – May 2018Madison, WI
- University of Wisconsin-MadisonAug 2016 – May 2020Madison, WI
- J. CrewJul 2018 – Jan 2019Oak Brook, IL
- University of Wisconsin - Madison Union South KiosksFeb 2017 – May 2017Madison, WI
- Lakewood Asset ManagementMay 2023 – no end date reportedChicago, IL
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Lakewood Asset Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Estimated blended rate
- 0.015
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Customized portfolio management across equities and bonds, designed to compound capital and endure across full market cycles.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 4
- Offices listed on AdvisorFinder:
- 3
- Main office:
- Naperville, IL
- SEC file number:
- 801-113632
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 25, 2026
View full firm profileOther advisors at Lakewood Asset Management, LLC
3 other advisors in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Catherine Elizabeth Lannan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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