Catherine Pinkas
Investment Adviser Representative at Simplicity Wealth
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Catherine Pinkas is an investment adviser representative with Simplicity Wealth in Walnut Creek, CA, where they have been registered since 2025. They have worked in the securities industry since 2003 and have been registered with 6 firms, including Lifepro Asset Management and FSC Securities Corporation. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California, District of Columbia, and Maryland.
Registrations & licenses
- Investment adviser:
- California, District of Columbia, Maryland
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- FSC Securities CorporationMar 2009 – Jun 2020Oakland, CA
- Sage Financial NetworkMar 2009 – no end date reportedWalnut Creek, CA
- Chabot CollegeJan 2011 – no end date reportedHayward, CA
- University of California BerkeleySep 2001 – no end date reportedBerkeley, CA
- LifePro Asset Management, LLCJun 2020 – Feb 2025San Diego, CA
- Simplicity WealthFeb 2025 – no end date reportedSummit, NJ
- The Leaders Group IncMay 2025 – no end date reportedSummit, NJ
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Simplicity Wealth
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 198
- Offices listed on AdvisorFinder:
- 48
- Main office:
- Summit, NJ
- SEC file number:
- 801-114798
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 8, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Catherine Pinkas has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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