AdFi
CS

Catherine S Deel

Investment Adviser Representative at NWF Advisory Services Inc

Murrieta, CACRD #6128772Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
13 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Catherine S. Deel is an investment adviser representative with NWF Advisory Services Inc in Murrieta, CA, where they have been registered since 2025. They have worked in the securities industry since 2013 and have been registered with 3 firms, including The Ameriflex Group and Principal Securities, Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California.

Office

41856 Ivy St, Suite 113
Murrieta, CA 92562

Advisors at this office: 2

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California
Broker:
23 states and territories

Arizona, Arkansas, California, Colorado, Delaware, Florida, Hawaii, Idaho, Illinois, Kansas, Maine, Maryland, Missouri, Nevada, New Jersey, New Mexico, Ohio, Oregon, South Carolina, Texas, Utah, Virginia, Washington

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/27/2017
Series 63
Uniform Securities Agent State Law Examination
Passed 1/18/2013
Series 7
General Securities Representative Examination
Passed 9/17/2019
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/17/2013

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

NWF Advisory Services IncCurrent
5/18/2025 – Murrieta, CA
THE Ameriflex Group
11/1/2023 – 7/2/2025Murrieta, CA
Principal Securities, Inc.
11/29/2017 – 11/8/2023Murrieta, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Principal LIFE Insurance Company
    Oct 2012 – Dec 2022Murrieta, CA
  2. MD Brown Financial
    Apr 2015 – no end date reportedMurrieta, CA
  3. Principal Securities Inc
    Mar 2016 – Nov 2023Murrieta, CA
  4. Osaic
    Nov 2023 – no end date reportedMurrieta, CA
  5. The Ameriflex Group
    Nov 2023 – no end date reportedLas Vegas, NV

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About NWF Advisory Services Inc

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net Worth

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
109
Offices listed on AdvisorFinder:
30
Main office:
Los Angeles, CA
SEC file number:
801-55681

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 31, 2026

View full firm profile

Other advisors at NWF Advisory Services Inc

Showing 12 of 109 in the directory

View NWF Advisory Services Inc firm profile

Similar advisors in Murrieta, CA

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Catherine S Deel has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched