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Cathy Renee Waters

Investment Adviser Representative at WAVERLY ADVISORS, LLC

Cincinnati, OHCRD #3090560Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Cathy Renee Waters has worked in the securities industry since 1998. They have passed the Series 63 and 7 examinations. They are registered to provide investment advisory services in Ohio.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Ohio
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 9/25/1998
SIE
Securities Industry Essentials Examination
Passed 12/31/2016
Series 7
General Securities Representative Examination
Passed 7/30/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Waverly Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WAVERLY ADVISORS, LLCCurrent
10/22/2024Cincinnati, OH
9258 WEALTH MANAGEMENT, LLC
1/3/202012/2/2024Hamilton, OH
NATIONAL RETIREMENT CONSULTANTS INC
10/6/19992/5/2020Hamilton, OH

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Cathy Renee Waters has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Cathy Renee Waters - Financial Advisor in Cincinnati, OH | AdvisorFinder