AdFi
CF

Cesar Federico Rodriguez Jr

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jacksonville, FLCRD #6872790Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
7 yrs
States Registered
1 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Cesar Federico Rodriguez has worked in the securities industry since 2019. They have passed the Series 66, 63, 24, 10, 9, and 7 examinations. They are registered to provide investment advisory services in Florida.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Florida
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/29/2021
Series 63
Uniform Securities Agent State Law Examination
Passed 7/2/2019
Series 7
General Securities Representative Examination
Passed 6/10/2019
SIE
Securities Industry Essentials Examination
Passed 4/15/2019
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/30/2024
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/5/2024
Series 24
General Securities Principal Examination
Passed 12/14/2020

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
10/1/2021Jacksonville, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
6/10/2019Jacksonville, FL

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Cesar Federico Rodriguez Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Cesar Federico Rodriguez Jr - Financial Advisor in Jacksonville, FL | AdvisorFinder