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Chad Matthew Smith

Investment Adviser Representative at RETIREMENT PLANNING SPECIALISTS, INC.

Ashland, ORCRD #2702144Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
2 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Chad Matthew Smith has worked in the securities industry since 1996. They have passed the Series 66, 63, 24, 7, and 6 examinations. They are registered to provide investment advisory services in Oregon and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
OregonTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/27/2000
Series 63
Uniform Securities Agent State Law Examination
Passed 4/1/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/28/2000
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/14/1996
Series 24
General Securities Principal Examination
Passed 7/27/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Retirement Planning Specialists, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RETIREMENT PLANNING SPECIALISTS, INC.Current
9/6/2019 – Ashland, OR
OREGON PACIFIC FINANCIAL ADVISORS INC
12/6/2004 – 9/7/2006Ashland, OR

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at RETIREMENT PLANNING SPECIALISTS, INC.

1 other advisor in the directory

Christopher Patterson
Investment Adviser Representative
Dual-registered
View RETIREMENT PLANNING SPECIALISTS, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Chad Matthew Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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