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Chadwic Joseph Sarsfield

Investment Adviser Representative at OSAIC WEALTH, INC.

Cedar Rapids, IACRD #3014073Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
3 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Chadwic Joseph Sarsfield has worked in the securities industry since 1998. They have passed the Series 66, 63, 7, and 6 examinations. They are registered to provide investment advisory services in Florida, Iowa, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
FloridaIowaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/14/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 3/3/1998
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/31/2000
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/24/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Wealth, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
7/8/2026Cedar Rapids, IA
AMERIPRISE FINANCIAL SERVICES, LLC
2/25/20227/20/2026Cedar Rapids, IA
ROYAL ALLIANCE ASSOCIATES, INC.
11/2/20183/1/2022Cedar Rapids, IA
SIGNATOR INVESTORS, INC.
7/7/201611/2/2018Cedar Rapids, IA
AMERITAS INVESTMENT CORP
1/14/20087/8/2016Cedar Rapids, IA
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)
8/21/20061/3/2008Cedar Rapids, IA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Chadwic Joseph Sarsfield has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Chadwic Joseph Sarsfield - Financial Advisor in Cedar Rapids, IA | AdvisorFinder