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Charles A Huff Jr.

Investment Adviser Representative at Fifth Third Securities, Inc.

Hilliard, OHCRD #3054693Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Charles A. Huff Jr. is an investment adviser representative with Fifth Third Securities, Inc. in Hilliard, OH, where they have been registered since 2005. They have worked in the securities industry since 1998 and have been registered with 3 firms, including FORT Washington Brokerage Services, Inc. and Capital Analysts, Incorporated. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Ohio.

Office

2455 Hilliard Rome Road
Hilliard, OH 43026

Advisors at this office: 2

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Ohio
Broker:
22 states and territories

Arizona, California, Colorado, Florida, Georgia, Illinois, Indiana, Iowa, Kentucky, Maryland, Michigan, Minnesota, Mississippi, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Tennessee, Texas, Virginia

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/1/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 12/1/2004
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/16/2005
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/18/1998
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 6/12/2003

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Fifth Third Securities, Inc.Current
2/14/2005 – Hilliard, OH
FORT Washington Brokerage Services, Inc.
9/1/2000 – 11/17/2004Cincinnati, OH
Capital Analysts, Incorporated
5/28/1998 – 9/1/2000Cincinnati, OH

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Fifth Third Securities
    Nov 2004 – no end date reportedHilliard, OH

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Fifth Third Securities, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
Firm account minimum
$10,000

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthPooled VehiclesPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
950
Offices listed on AdvisorFinder:
27
Main office:
Cincinnati, OH
SEC file number:
801-63623

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 14, 2026

View full firm profile

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Showing 12 of 950 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Charles A Huff Jr. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Charles A Huff Jr. (Fifth Third Securities) | AdvisorFinder