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Charles Anthony Adonizio

Investment Adviser Representative at Neuberger Berman BD LLC

Philadelphia, PACRD #7977634Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
2 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Charles Anthony Adonizio is an investment adviser representative with Neuberger Berman BD LLC in Philadelphia, PA, where they have been registered since 2024, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New York and Pennsylvania.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New York, Pennsylvania
Broker:
2 states and territories

New York, Pennsylvania

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/22/2024
Series 7
General Securities Representative Examination
Passed 10/4/2024
SIE
Securities Industry Essentials Examination
Passed 9/9/2024

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Neuberger Berman BD LLCCurrent
10/22/2024 – Philadelphia, PA
Neuberger Berman BD LLCCurrent
10/4/2024 – Philadelphia, PA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. glenmede
    Jul 2015 – Aug 2024philadelphia, PA
  2. Neuberger Berman
    Aug 2024 – no end date reportedPhiladelphia, PA

Official records & sources

Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Neuberger Berman BD LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

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Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Charles Anthony Adonizio has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Charles Anthony Adonizio (Neuberger Berman BD)