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Charles Auerbach

Investment Adviser Representative at TLG Advisors, Inc.

Collierville, TNCRD #1193682Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
42 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Charles Auerbach is an investment adviser representative with TLG Advisors, Inc. in Collierville, TN, where they have been registered since 2023. They have worked in the securities industry since 1984 and have been registered with 6 firms, including MAS Advisors LLC and LPL Financial LLC. They have passed 5 industry qualification exams, including the Series 7 (general securities representative), Series 24 (general securities principal), and Series 63 (state securities agent). They are registered to provide investment advice in Tennessee.

Office

185 N Main Street
Collierville, TN 38017

Advisors at this office: 3

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Tennessee

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 12/1/1983
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/16/1984
Series 22
Direct Participation Programs Representative Examination
Passed 10/28/1983
Series 24
General Securities Principal Examination
Passed 11/13/2001

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

TLG Advisors, Inc.Current
1/4/2023 – Collierville, TN
MAS Advisors LLC
10/4/2019 – 4/12/2023Collerville, TN
LPL Financial LLC
9/4/2012 – 10/18/2019Cordova, TN
Advantage Investment Management, LLC
1/21/2009 – 9/30/2019Cordova, TN
National Planning Corporation ("NPC OF America" IN FL & NY)
3/24/2004 – 7/31/2012Cordova, TN
Wealth Strategies Advisory Group, Inc.
2/6/2004 – 12/31/2008Cordova, TN

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. LPL Financial, LLC
    Jul 2012 – Sep 2019Cordova, TN
  2. Advantage Investment Management LLC
    Jan 2009 – Sep 2019Cedar Rapids, IA
  3. MAS Advisors LLC (AND ITS Affiliate MAS LIFE Services LLC)
    Oct 2019 – Jan 2023Collierville, TN
  4. TLG Advisors Inc
    Jan 2023 – no end date reportedLittleton, CO

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About TLG Advisors, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Firm account minimum
$25,000 (waivable)
Firm's annual rate schedule by assets
  • Starlight Portfolios - $0 to $1,000,0000.68%
  • Starlight Portfolios - Over $1,000,0000.50%

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
313
Offices listed on AdvisorFinder:
79
Main office:
Summit, NJ
SEC file number:
801-60458

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 31, 2026

View full firm profile

Other advisors at TLG Advisors, Inc.

Showing 12 of 313 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Charles Auerbach has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Charles Auerbach (TLG Advisors) - Fees & Credentials