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Charles Garofalo

Investment Adviser Representative at BROOKSTONE CAPITAL MANAGEMENT LLC

Bartonsville, PACRD #2520536Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
2 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
New JerseyPennsylvania
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/8/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 4/5/1995
SIE
Securities Industry Essentials Examination
Passed 4/27/2018
Series 7
General Securities Representative Examination
Passed 10/3/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Brookstone Capital Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BROOKSTONE CAPITAL MANAGEMENT LLCCurrent
12/11/2025Bartonsville, PA
RONALD GELOK & ASSOCIATES, LLC
7/21/20259/19/2025Parsippany, NJ
EDWARD JONES
3/28/20244/3/2025Succasunna, NJ
FIDELITY PERSONAL AND WORKPLACE ADVISORS
9/15/20223/26/2024Morristown, NJ
PNC INVESTMENTS
3/4/20217/21/2022Morristown, NJ
SANTANDER SECURITIES
12/12/20182/16/2021Rockaway, NJ
MBSC SECURITIES CORPORATION
4/21/20154/27/2018Boca Raton, FL
MORGAN STANLEY
6/1/20093/23/2015Boca Raton, FL
CITIGROUP GLOBAL MARKETS INC.
2/9/20076/1/2009Florham Park, NJ

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Charles Garofalo has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Charles Garofalo - Financial Advisor in Bartonsville, PA | AdvisorFinder