AdFi
CJ

Charles Joseph Abboud

Investment Adviser Representative at GALLAGHER FIDUCIARY ADVISORS, LLC

Baton Rouge, LACRD #1774605Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
38 yrs
States Registered
2 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Charles Joseph Abboud has worked in the securities industry since 1988. They have passed the Series 63, 24, and 7 examinations. They are registered to provide investment advisory services in Louisiana and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
LouisianaTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 11/22/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/16/1988
Series 24
General Securities Principal Examination
Passed 5/26/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Gallagher Fiduciary Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

GALLAGHER FIDUCIARY ADVISORS, LLCCurrent
12/15/2023Baton Rouge, LA
LPL FINANCIAL LLC
11/30/202212/12/2023Baton Rouge, LA
INFINEX INVESTMENTS, INC.
3/15/201811/30/2022Baton Rouge, LA
LPL FINANCIAL LLC
9/19/20113/29/2018Baton Rouge, LA
WALNUT STREET SECURITIES, INC.
2/1/20089/27/2011Baton Rouge, LA
WALNUT STREET SECURITIES, INC.
8/18/200611/21/2007Baton Rouge, LA

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at GALLAGHER FIDUCIARY ADVISORS, LLC

Showing 12 of 121 in the directory

View GALLAGHER FIDUCIARY ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Charles Joseph Abboud has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Charles Joseph Abboud - Financial Advisor in Baton Rouge, LA | AdvisorFinder