Charles Lee Davis III
Investment Adviser Representative at Hapanowicz Financial
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Charles Lee Davis III is an investment adviser representative with Hapanowicz Financial in Pittsburgh, PA, where they have been registered since 2025. They have worked in the securities industry since 2018 and have been registered with 7 firms, including Moralis Technologies, LLC and MFA Wealth Advisors, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Pennsylvania.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Pennsylvania
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Federated Securities CorpFeb 2018 – Nov 2021Pittsburgh, PA
- Federated Hermes, Inc.Feb 2018 – Nov 2021Pittsburgh, PA
- University of DaytonAug 2016 – May 2017Dayton, OH
- Federated Investors IncJun 2017 – Aug 2017Pittsburgh, PA
- University of DaytonAug 2017 – Dec 2017Dayton, OH
- UnemployedDec 2017 – Feb 2018Gibsonia, PA
- Federated Investment CounselingJun 2018 – Nov 2021Pittsburgh, PA
- MDT Advisers, A Division OF Federated MDTA LLCJun 2018 – Nov 2021Boston, MA
- Federated Global Investment Management Corp.Jun 2018 – Nov 2021New York, NY
- MFA Wealth Advisors, LLCNov 2021 – May 2025Pittsburgh, PA
- Moralis Technologies, LLCSep 2022 – May 2025Pittsburgh, PA
- Hapanowicz FinancialJun 2025 – no end date reportedPittsburgh, PA
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Hapanowicz Financial
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Other
- Firm account minimum
- $1,000,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 6
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Pittsburgh, PA
- SEC file number:
- 801-72352
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 24, 2026
View full firm profileOther advisors at Hapanowicz Financial
5 other advisors in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Charles Lee Davis III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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