Charles Lee Johnson
Investment Adviser Representative at Southern Capital Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Charles Lee Johnson is an investment adviser representative with Southern Capital Advisors, LLC in Jackson, TN, where they have been registered since 2018. They have worked in the securities industry since 2003 and have been registered with 3 firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Keegan & Company, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Tennessee and Texas.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Tennessee, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2007 – Mar 2018Jackson, TN
- BANK OF America, N.A.Dec 2009 – Mar 2018Jackson, TN
- Mutual SecuritiesMar 2018 – Dec 2018Camarillo, CA
- Southern Capital Advisors, LLCMar 2018 – no end date reportedJackson, TN
- Southern Capital Advisors, LLCMar 2018 – no end date reportedJackson, TN
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Southern Capital Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Firm account minimum
- $50,000 (waivable)
- Up to $499,9991.75%
- $500,000 - $999,9991.50%
- $1,000,000 - $5,000,0001.25%
- Above $5,000,0001.00%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Financial planning, retirement planning, estate planning, investment planning, and tax planning, offered as tailored financial services along with investment management solutions.
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 6
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Jackson, TN
- Founded:
- 2018
- SEC file number:
- 801-112593
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 22, 2026
View full firm profileOther advisors at Southern Capital Advisors, LLC
5 other advisors in the directory
Similar advisors in Jackson, TN
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Charles Lee Johnson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched