Charles M Hughes III
Investment Adviser Representative at Robert W. Baird & Co. Incorporated
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Charles M. Hughes is an investment adviser representative with Robert W. Baird & Co. Incorporated in Houston - Memorial City, TX, where they have been registered since 2022, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Texas and Wisconsin.
Office
Advisors at this office: 22
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas, Wisconsin
- Broker:
24 states and territories
Alaska, Arizona, Arkansas, California, Colorado, Florida, Georgia, Illinois, Indiana, Kansas, Louisiana, Minnesota, Mississippi, Nebraska, New Jersey, New Mexico, Ohio, Oklahoma, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Kean Miller LLPMar 2021 – Sep 2021Baton Rouge, LA
- Cattie Compliance Company LLCJan 2020 – Sep 2020Mandeville, LA
- Louisiana House of RepresentativesApr 2019 – Jul 2019Baton Rouge, LA
- MB Public AffairsJan 2019 – Sep 2019Sacramento, CA
- Talley Anthony Hughes & Knight Law Firm LLCJan 2016 – Jan 2019Mandeville, LA
- Louisiana State UniversityAug 2017 – Dec 2021Baton Rouge, LA
- St Paul High SchoolAug 2012 – May 2017Covington, LA
- Robert W Baird & Co. IncJun 2022 – no end date reportedMilwaukee, WI
- unemployedDec 2021 – Jun 2022Baton Rouge, LA
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Robert W. Baird & Co. Incorporated
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Performance-based fees
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 2,592
- Offices listed on AdvisorFinder:
- 27
- Main office:
- Milwaukee, WI
- SEC file number:
- 801-7571
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 1, 2026
View full firm profileOther advisors at Robert W. Baird & Co. Incorporated
Showing 12 of 2,592 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Charles M Hughes III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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