Charles Richard Otto
Investment Adviser Representative at Edward Jones
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Charles Richard Otto is an investment adviser representative with Edward Jones in Alliance, NE, where they have been registered since 2024, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Nebraska and Texas.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Nebraska, Texas
- Broker:
36 states and territories
Alabama, Arizona, Arkansas, California, Colorado, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Maine, Michigan, Minnesota, Missouri, Montana, Nebraska, Nevada, New Jersey, New Mexico, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, South Dakota, Texas, Utah, Virginia, Washington, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Edward JonesJul 2024 – no end date reportedSt Louis, MO
- Sandhills GlobalJun 2023 – Dec 2023Lincoln, NE
- Full Time StudentAug 2020 – May 2024Lincoln, NE
- UnemployedDec 2023 – Jul 2024Lincoln, NE
- UnemployedFeb 2023 – Jun 2023Lincoln, NE
- Judds Brothers ConstructionJun 2022 – Feb 2023Lincoln, NE
- West Plains LLCJun 2021 – Jan 2022Alliance, NE
- UnemployedJan 2022 – Jun 2022Lincoln, NE
- UnemployedAug 2020 – Jun 2021Lincoln, NE
- West Plains LLCJun 2020 – Aug 2020Alliance, NE
- UnemployedAug 2019 – Jun 2020Alliance, NE
- West Plains LLCJun 2019 – Aug 2019Alliance, NE
- UnemployedAug 2018 – Jun 2019Alliance, NE
- West Plains LLCJun 2018 – Aug 2018Alliance, NE
- CRO CleaningApr 2014 – May 2024Alliance, NE
- North West ServicesMar 2022 – Apr 2022Lincoln, NE
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Edward Jones
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Other
- Firm account minimum
- $25,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 23,937
- Offices listed on AdvisorFinder:
- 26
- Main office:
- St. Louis, MO
- SEC file number:
- 801-3297
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 25, 2026
View full firm profileOther advisors at Edward Jones
Showing 12 of 23,937 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Charles Richard Otto has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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