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Charles Russell Hammond IV

Investment Adviser Representative at FOUNDATIONS INVESTMENT ADVISORS LLC

Charlotte, NCCRD #7089211Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
6 yrs
States Registered
2 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Charles Russell Hammond IV has worked in the securities industry since 2020. They have passed the Series 66 and 7 examinations. They are registered to provide investment advisory services in North Carolina and South Carolina.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
North CarolinaSouth Carolina
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/2/2020
Series 7
General Securities Representative Examination
Passed 5/28/2020
SIE
Securities Industry Essentials Examination
Passed 3/4/2020

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Asset tierAnnual rate
All Assets2.00%
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Foundations Investment Advisors LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FOUNDATIONS INVESTMENT ADVISORS LLCCurrent
9/13/2023Charlotte, NC
ALLOY INVESTMENT MANAGEMENTCurrent
9/12/2023Charlotte, NC
EQUITABLE ADVISORS, LLC
7/17/20209/13/2023Charlotte, NC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Charles Russell Hammond IV has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Charles Russell Hammond IV - Financial Advisor in Charlotte, NC | AdvisorFinder