FI
FOUNDATIONS INVESTMENT ADVISORS LLC
SEC RegisteredStructure. Strategy. Success.
PHOENIX, AZhttps://fiwealth.com480-626-2979
Assets Under Management
$5B–$25B
Employees
353
Office Locations
25 offices
Total Accounts
63604
About the firm
Foundations Investment Advisors is an RIA platform that gives financial advisors the structure, tools, and support to deliver high-impact financial strategies. The firm offers institutional-grade portfolios, streamlined back-office operations, and transition support, with a focus on advisors who lead with a safety and income approach.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
IndividualsHigh Net WorthState/Municipal
Areas of expertise
RIA PlatformInvestment StrategyBack-office SupportAdvisor TransitionsSafety And IncomeInstitutional PortfoliosComplianceBusiness DevelopmentMarketing Support
Services
Advisor development, investment strategy and institutional-grade portfolios, back-office and compliance support, business transitions, and full-service marketing and business strategy through an integrated partnership with Magellan Financial
Who they serve
Independent financial advisors and RIA partners, particularly those who lead with a safety and income approach
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 23,568 | $4.7B |
| High Net Worth Individuals | 6,047 | $5.4B |
| Charitable Organizations | 23 | $6.3M |
0 total clients reported on Form ADV.
Leadership
Bryon Rice
OWNER / CEO
Jarrod Dale Florence
PRESIDENT
Office locations
25 offices in 14 states
AZ
PHOENIXHQ
TX
AUSTIN
CO
GRAND JUNCTION
TX
GRAPEVINE
CO
DENVER
TX
LEAGUE CITY
MI
BINGHAM FARMS
TN
FRANKLIN
MA
WALPOLE
KS
TOPEKA
UT
FARMINGTON
TN
CHATAANOOGA
AZ
PHOENIX
FL
TAMPA
CT
WEST HARTFORD
MI
FARMINGTON HILLS
ME
AUBURN
ME
AUGUSTA
MA
WEST SPRINGFIELD
MN
MINNETONKA
KS
WICHITA
TN
CHATTANOOGA
CA
SACRAMENTO
PA
ZELIENOPLE
AZ
SURPRISE
Advisors at this firm
Showing 100 of 297
Ricardo Odayne Alliman
Investment Adviser Representative
Joseph Arthur Anderson
Investment Adviser Representative
Daniel J Andreotta
Investment Adviser Representative
Emily Diane Arnold
Investment Adviser Representative
Joseph Georges Baaklini
Investment Adviser Representative
Bradley Campbell Barclay
Investment Adviser Representative
Galen Duane Bargerstock Jr
Investment Adviser Representative
Marcia Lynn Bernstein
Investment Adviser Representative
Jerod Luke Bland
Investment Adviser Representative
Jared Breedwell
Investment Adviser Representative
Ernest Anthony Baillargeon
Investment Adviser Representative
Jeremy P Barnard
Investment Adviser Representative
Mario Ray Barrera
Investment Adviser Representative
Yvette Barrera
Investment Adviser Representative
Cole David Batchelor
Investment Adviser Representative
Dino Berri
Investment Adviser Representative
William Theodore Beyer
Investment Adviser Representative
Nickolas Bortells
Investment Adviser Representative
Tyler James Bosch
Investment Adviser Representative
Paul Brian Boswell
Investment Adviser Representative
Edward Michael Botelho
Investment Adviser Representative
Ian Adam Bradley
Investment Adviser Representative
June Marie Braithwaite
Investment Adviser Representative
Richard Allen Breedwell
Investment Adviser Representative
Ryan Allen Breedwell
Investment Adviser Representative
Dennis Matthew Breier
Investment Adviser Representative
Gerald Brooks
Investment Adviser Representative
Wyatt Broome
Investment Adviser Representative
Daniel Robert Brown
Investment Adviser Representative
Eric Brown
Investment Adviser Representative
Philip Christian Bru
Investment Adviser Representative
Donovan Arden Burnham
Investment Adviser Representative
Lee Alexander Busto
Investment Adviser Representative
Justin Francis Carlson
Investment Adviser Representative
Kyle William Chapman
Investment Adviser Representative
Clarence James Collins
Investment Adviser Representative
Derek Jay Colton
Investment Adviser Representative
Joshua Ryan Cooksey
Investment Adviser Representative
Michael Ryan Cunningham
Investment Adviser Representative
Paige Gavin Cunningham
Investment Adviser Representative
Alex Cal
Investment Adviser Representative
Caleb Alexander Caldwell
Investment Adviser Representative
Jose Julian Cao-Alvira
Investment Adviser Representative
Jared Matthew Carlin
Investment Adviser Representative
Matthew Carlin
Investment Adviser Representative
Andrew Cavasino
Investment Adviser Representative
Donald Fruehauf Chamberlin III
Investment Adviser Representative
Donald Fruehauf Chamberlin Jr
Investment Adviser Representative
Luke Constantakis
Investment Adviser Representative
Carston Cole Cook
Investment Adviser Representative
Coby David Culpepper
Investment Adviser Representative
Glenn Patrick Cummings
Investment Adviser Representative
Peter Jose' D'Arruda
Investment Adviser Representative
Connie Denise Densmore
Investment Adviser Representative
Misty Hebert Detiveaux
Investment Adviser Representative
Ryan McElroy Dillon
Investment Adviser Representative
Matthew John Dunn
Investment Adviser Representative
Anthony Dages
Investment Adviser Representative
Matthew James Dages
Investment Adviser Representative
Micheline A Dagher
Investment Adviser Representative
Joseph Carmen Deitrich
Investment Adviser Representative
Thomas Derenzis
Investment Adviser Representative
Carol Marie Dewey
Investment Adviser Representative
Michael Andrew Diulus
Investment Adviser Representative
Blake Alexander Dixon
Investment Adviser Representative
Martin Jacob Dolph
Investment Adviser Representative
Danielle Denise Douglas
Investment Adviser Representative
Joshua Ryan Driskill
Investment Adviser Representative
Emile Paul Dufrene III
Investment Adviser Representative
David William Durham
Investment Adviser Representative
Benjamin Roman Dzialo
Investment Adviser Representative
Scott Laray Enzor
Investment Adviser Representative
Cameron Dale Edmiston
Investment Adviser Representative
Thomas C Elder
Investment Adviser Representative
Casey Mackenzie Elkins
Investment Adviser Representative
Nathan Faldmo
Investment Adviser Representative
Michael Kalman Fenster
Investment Adviser Representative
Giovanni Thomas Ferrara
Investment Adviser Representative
Gordon Jay Forgione
Investment Adviser Representative
Josiah James Fricke
Investment Adviser Representative
Michael Fierk
Investment Adviser Representative
Nathanial P Fort
Investment Adviser Representative
Jason Lawrence Fowler
Investment Adviser Representative
Alma Dan Frandsen
Investment Adviser Representative
Wendy Jane Fredricks
Investment Adviser Representative
Adam Robert Freund
Investment Adviser Representative
Benjamin A Fuchs
Investment Adviser Representative
Bobby Allan Futch
Investment Adviser Representative
Nicholas A Fyntrilakis
Investment Adviser Representative
Ralph Lloyd Gale Jr
Investment Adviser Representative
Colton Lee Garcia
Investment Adviser Representative
Brandon Gerfen
Investment Adviser Representative
William Douglas Gerlach
Investment Adviser Representative
Bart W Gernandt
Investment Adviser Representative
Lance Gilman
Investment Adviser Representative
Dominic Glasson
Investment Adviser Representative
Andrew Havemeyer Godfrey
Investment Adviser Representative
William Brandon Gonzales
Investment Adviser Representative
Cameron Shawn Graham
Investment Adviser Representative
Aaron Joseph Gravel
Investment Adviser Representative
Regulatory & compliance
CRD number
#175083
SEC Number
801-100512
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Minimum: $5,000 (waivable)
| Asset tier | Annual rate |
|---|---|
| All Assets | 2.00% |
Data as of March 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Website
fiwealth.comPhone
480-626-2979Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. FOUNDATIONS INVESTMENT ADVISORS LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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