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Charles Stone Clark

Investment Adviser Representative at CLARK & STUART INC

Portland, MECRD #861962Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
47 yrs
States Registered
6 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Charles Stone Clark has worked in the securities industry since 1979. They have passed the Series 66, 63, and 7 examinations. They are registered to provide investment advisory services in Connecticut, Florida, Maine, Massachusetts, New Hampshire, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
ConnecticutFloridaMaineMassachusettsNew HampshireTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/22/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 2/10/1983
Series 7
General Securities Representative Examination
Passed 1/20/1979

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Asset tierAnnual rate
Standard (up to $1M)1.00%
Standard (over $1M)0.70%
Not-for-Profit0.50%
Family accounts0.70%
Source

Clark & Stuart Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CLARK & STUART INCCurrent
8/18/2004Portland, ME
BANGOR SECURITIES, INC.
11/16/198811/20/2003Portland, ME
INVESTORS BROKERAGE SERVICES, INC.
7/29/198611/22/1988Elgin, IL
TRAVELERS EQUITIES SALES, INC.
10/15/198511/21/1988El Segundo, CA
E. F. HUTTON & COMPANY INC
2/1/197911/6/1985

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at CLARK & STUART INC

2 other advisors in the directory

View CLARK & STUART INC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Charles Stone Clark has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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