Chelsea Anne Le Moine
Investment Adviser Representative at LPL Financial LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Chelsea Anne Le Moine is an investment adviser representative with LPL Financial LLC in Waterbury, CT, where they have been registered since 2025. They have worked in the securities industry since 2024 and have been registered with 3 firms, including MML Investors Services, LLC and Fidelity Personal and Workplace Advisors. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Connecticut.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Connecticut
- Broker:
1 state or territory
Connecticut
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Utah Association of Criminal Defense LawyersSep 2021 – Jan 2022Salt Lake City, UT
- Kohl'sJul 2018 – Aug 2018New Milford, CT
- Cliff House MaineMay 2020 – Aug 2020Cape Neddick, ME
- Herritage FarmJun 2019 – Aug 2019Katonah, NY
- Herritage FarmNov 2020 – Jan 2021Katonah, NY
- Cliff House MaineMay 2021 – Jun 2021Cape Neddick, ME
- The Frederick Gunn SchoolFeb 2001 – Jul 2018Washington, CT
- Fidelity InvestmentsJan 2022 – Feb 2023Salt Lake City, UT
- St. Lawrence UniversitySep 2018 – Apr 2021Canton, NY
- Fidelity Personal and Workplace AdvisorsAug 2022 – Feb 2023Salt Lake City, UT
- MassMutual Life Insurance CoOct 2023 – Dec 2023Incline Village, NV
- MML Investors Services, LLCOct 2023 – Dec 2023Incline Village, NV
- Fidelity Brokerage Services, LLCJan 2022 – Feb 2023Salt Lake City, UT
- Full Community FoundationApr 2023 – Jul 2023Middletown, DE
- Webster BankAug 2025 – no end date reportedWaterbury, CT
- LPL FinancialNov 2025 – no end date reportedWaterbury, CT
- Incline Village General Improvement DistrictDec 2023 – Feb 2025Incline Village, NV
- UnemployedMar 2025 – Jul 2025Roxbury, CT
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Financial LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 24,114
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-10970
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at LPL Financial LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Chelsea Anne Le Moine has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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