Christine A Pollock
Investment Adviser Representative at JOHN Hancock Personal Financial Services, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Christine A. Pollock is an investment adviser representative with JOHN Hancock Personal Financial Services, LLC in Newtown, PA, where they have been registered since 2020. They have worked in the securities industry since 2003 and have been registered with 4 firms, including Manulife Investment Management (US) LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Massachusetts and Pennsylvania.
Registrations & licenses
- Investment adviser:
- Massachusetts, Pennsylvania
- Broker:
8 states and territories
California, Florida, Illinois, Maryland, Massachusetts, New Jersey, New York, Pennsylvania
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- JOHN Hancock Distributors LLCFeb 2013 – no end date reportedBoston, MA
- JOHN HancockFeb 2013 – no end date reportedNewton, PA
- Manulife Asset Management (US) LLCMay 2013 – no end date reportedBoston, MA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About JOHN Hancock Personal Financial Services, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- On the first $50,0000.50%
- On the next $50,0000.40%
- On the next $150,0000.30%
- On amounts over $250,0000.20%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 55
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Boston, MA
- SEC file number:
- 801-80927
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 27, 2026
View full firm profileOther advisors at JOHN Hancock Personal Financial Services, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christine A Pollock has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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