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CE

Christine Elizabeth Galeon

Investment Adviser Representative at Ethic

New York, NYCRD #5370912Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
2 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christine Elizabeth Galeon is an investment adviser representative with Ethic in New York, NY, where they have been registered since 2025. They have worked in the securities industry since 2024 and were previously registered with Goldman Sachs & Co. LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New York.

Office

99 Hudson Street, 17th Floor
New York, NY 10013

Advisors at this office: 9

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New York

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/21/2025
Series 63
Uniform Securities Agent State Law Examination
Passed 8/12/2016
SIE
Securities Industry Essentials Examination
Passed 11/29/2017
Series 7
General Securities Representative Examination
Passed 6/21/2016

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

EthicCurrent
11/21/2025 – New York, NY
Goldman Sachs & Co. LLC
6/21/2016 – 11/29/2017New York, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Goldman Sachs & Co.
    Jul 2008 – Nov 2017New York, NY
  2. Ethic Inc.
    Nov 2019 – no end date reportedNew York, NY
  3. Terrie O'Connor Realtors
    Jan 2019 – Feb 2021Upper Saddle River, NJ
  4. Caregiver
    Jan 2018 – Oct 2019Montvale, NJ

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Ethic

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
Estimated blended rate
0.004

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Portfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthCharitable OrganizationsOther Investment AdvisersInsurance CompaniesCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
10
Offices listed on AdvisorFinder:
2
Main office:
New York, NY
SEC file number:
801-107290

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 28, 2026

View full firm profile

Other advisors at Ethic

9 other advisors in the directory

View Ethic firm profile

Similar advisors in New York, NY

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christine Elizabeth Galeon has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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