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Christine Guo

Investment Adviser Representative at U.S. BANCORP ADVISORS, LLC

Everett, WACRD #6759263Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
States Registered
1 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christine Guo has worked in the securities industry since 2017. They have passed the Series 65, 63, 7, and 6 examinations. They are registered to provide investment advisory services in Washington.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Washington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/27/2017
Series 63
Uniform Securities Agent State Law Examination
Passed 4/6/2017
Series 7
General Securities Representative Examination
Passed 9/27/2024
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/28/2017

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

U.S. Bancorp Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

U.S. BANCORP ADVISORS, LLCCurrent
2/13/2026Everett, WA
U.S. BANCORP INVESTMENTS, INC.
7/24/20232/13/2026Everett, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
9/22/20227/20/2023Seattle, WA
HSBC SECURITIES (USA) INC.
12/27/20187/14/2022Seattle, WA
WELLS FARGO CLEARING SERVICES, LLC
4/27/201711/26/2018Mill Creek, WA

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christine Guo has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Christine Guo - Financial Advisor in Everett, WA | AdvisorFinder