AdFi
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Christine Y Chui

Investment Adviser Representative at TORTUGA WEALTH MANAGEMENT

Torrance, CACRD #4353814Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
3 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christine Y. Chui has worked in the securities industry since 2007. They are registered to provide investment advisory services in Arizona, California, and New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
ArizonaCaliforniaNew York
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/30/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/23/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Tortuga Wealth Management Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TORTUGA WEALTH MANAGEMENTCurrent
4/22/2021Torrance, CA
LPL FINANCIAL LLC
6/4/20185/22/2019Torrance, CA
LPL FINANCIAL LLC
7/14/20147/12/2016Monrovia, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
8/10/20017/19/2012Pasadena, CA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at TORTUGA WEALTH MANAGEMENT

3 other advisors in the directory

View TORTUGA WEALTH MANAGEMENT firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christine Y Chui has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Christine Y Chui - Financial Advisor in Torrance, CA | AdvisorFinder