Christopher Alan Wolff
Investment Adviser Representative at CAPITAL INVESTMENT MANAGEMENT, INC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Christopher Alan Wolff has worked in the securities industry since 2009. They have passed the Series 66, 63, 7, and 6 examinations. They are registered to provide investment advisory services in Missouri.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| WealthPort 0-500k | 1.25% |
| WealthPort 500k-1M | 1.10% |
| WealthPort 1M-2M | 1.00% |
| WealthPort 2M-3M | 0.90% |
| WealthPort 3M-5M | 0.80% |
| WealthPort 5M+ | 0.00% |
| CMAP 0-500k | 1.32% |
| CMAP 500k-1M | 1.17% |
| CMAP 1M-2M | 1.07% |
| CMAP 2M-3M | 0.97% |
| CMAP 3M-5M | 0.87% |
| CMAP 5M+ | 0.00% |
Firm-stated minimum; may be waived at the firm's discretion.
Capital Investment Management, Inc Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Alan Wolff has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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