Christopher Baumann
Investment Adviser Representative at BCG Securities, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Christopher Baumann is an investment adviser representative with BCG Securities, Inc. in Cherry Hill, NJ, where they have been registered since 2023. They have worked in the securities industry since 2020 and were previously registered with Royal Alliance Associates, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in 11 states.
Office
Advisors at this office: 8
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Alaska, Arkansas, California, Florida, Maryland, Missouri, New Jersey, New York, North Carolina, Pennsylvania, Virginia
- Broker:
14 states and territories
Alaska, Arkansas, California, District of Columbia, Florida, Kentucky, Maryland, Missouri, New Jersey, New York, North Carolina, Pennsylvania, Texas, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Sloane Moving and StorageJan 2019 – Jan 2020Elkins Park, PA
- Sloane Moving and StorageJun 2018 – Dec 2018Elkins Park, PA
- TeslaJun 2017 – Jun 2018Palo Alto, CA
- SolarCityOct 2016 – Jun 2017Palo Alto, CA
- Royal AllianceJan 2020 – Jan 2023Yardley, PA
- BCG Securities, Inc.Jan 2023 – no end date reportedCherry Hill, NJ
- Horace MANN CompaniesJan 2023 – no end date reportedSpringfield, IL
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About BCG Securities, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
- Firm account minimum
- $25,000 (waivable)
- Under $100,0001.50%
- $100,000 to $1,000,0001.00%
- Over $1,000,0001.00%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Wealth management, 401(k) plan support and benchmarking, retirement planning, multigenerational wealth planning, life insurance quotes, and financial calculators.
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 37
- Offices listed on AdvisorFinder:
- 8
- Main office:
- Cherry Hill, NJ
- SEC file number:
- 801-56943
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 11, 2026
View full firm profileOther advisors at BCG Securities, Inc.
Showing 12 of 37 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Baumann has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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