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Christopher Breed Walling

Investment Adviser Representative at STRATOS WEALTH PARTNERS, LTD

Powell, OHCRD #2250217Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
States Registered
3 states
Exams Passed
9

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christopher Breed Walling has worked in the securities industry since 1992. They have passed the Series 65, 63, 10, 9, 8, 7, 6, and 3 examinations. They are registered to provide investment advisory services in Louisiana, Ohio, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
LouisianaOhioTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/9/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 7/13/1993
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 7/26/2002
Series 7
General Securities Representative Examination
Passed 11/22/1994
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/29/1992
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 8/20/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Stratos Wealth Partners, Ltd Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

STRATOS WEALTH PARTNERS, LTDCurrent
8/13/2010Powell, OH
LPL FINANCIAL LLC
1/27/20267/13/2026Hilliard, OH
LPL FINANCIAL CORPORATION
7/27/200912/31/2010Hilliard, OH
MORGAN STANLEY SMITH BARNEY LLC
6/1/20098/5/2009Dublin, OH
CITIGROUP GLOBAL MARKETS INC.
7/31/20016/1/2009Dublin, OH

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Breed Walling has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Christopher Breed Walling - Financial Advisor in Powell, OH | AdvisorFinder