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Christopher David Proctor

Investment Adviser Representative at LEGACY FINANCIAL STRATEGIES, LLC

Overland Park, KSCRD #2985060Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
1 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Kansas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/14/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 7/17/1998
SIE
Securities Industry Essentials Examination
Passed 4/30/2018
Series 31
Futures Managed Funds Examination
Passed 5/20/2002
Series 7
General Securities Representative Examination
Passed 4/25/2002
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/19/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,0001.75%
Next $500,0001.25%
Next $1,750,0001.00%
Over $2,500,0000.75%
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Legacy Financial Strategies, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LEGACY FINANCIAL STRATEGIES, LLCCurrent
5/8/2018Overland Park, KS
MORGAN STANLEY
5/15/20026/30/2003Overland Park, KS

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View LEGACY FINANCIAL STRATEGIES, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher David Proctor has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Christopher David Proctor - Financial Advisor in Overland Park, KS | AdvisorFinder